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U.S. Securities and Exchange Commission
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#	Item
461	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoMay 8, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-08 16:57:51 U.S. Securities and Exchange Commission Government Law Administrative law judge Judges United States administrative law
462	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoMay 6, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-06 15:33:42 Securities Act Financial regulation Law Government Corporate crime U.S. Securities and Exchange Commission Administrative law judge
463	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 12, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-12 17:07:22 Financial system Chicago Board Options Exchange Options Clearing Corporation Option Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Investment Finance
464	SEC Enforcement Year in Review Add to Reading List Source URL: www.shearman.com Language: English - Date: 2014-02-18 14:43:35 Financial regulation Economics Business Robert Khuzami U.S. Securities and Exchange Commission United States securities law Madoff investment scandal Fair Fund Jed S. Rakoff Corporate crime Late-2000s financial crisis United States Securities and Exchange Commission
465	• Republic of the Philippines Department of Trade and Industry Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov.ph Language: English - Date: 2013-05-29 20:00:00 Private law Business law Corporation Corporations law Business U.S. Securities and Exchange Commission Securities and Exchange Commission Law Legal entities Corporate crime
466	U.S. Securities and Exchange Commission Integrated Workplace Management System (IWMS) PRIVACY IMPACT ASSESSMENT (PIA) March 21, 2013 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-05 10:52:20 Social issues Internet privacy International Safe Harbor Privacy Principles Ethics Privacy Identity management
467	Amicus Brief: Nanopierce Technologies, Stephen Seitz, Jane Seitz, Kathy Knight-McConnel, James Stock, Marueen O'Sullivan, Helen Kolada vs. The Depositary Trust and Clearing Corporation, The Depository Trust Company, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-06 12:52:42 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Central Securities Depositories Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Depository Trust & Clearing Corporation Financial economics Financial system Finance
468	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEMay 21, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Audit Trail Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-21 14:44:02 Finance Commodity Futures Trading Commission Options Clearing Corporation Futures contract Commodity Exchange Act U.S. Securities and Exchange Commission Financial economics Financial system Confédération Fiscale Européenne
469	Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-01-11 10:59:43 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Broker Financial economics Finance Financial markets
470	Risk Alert: Cybersecurity Examination Sweep Summary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-06-02 17:20:17 Investment Registered Investment Advisor Business Occupations Financial adviser U.S. Securities and Exchange Commission Registered representative Broker-dealer Cyberwarfare Financial economics Finance Financial services

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